General information about company

Scrip code517500
NSE Symbol
MSEI Symbol
ISININE535D01029
Name of the entityROTO PUMPS LIMITED
Date of start of financial year01-04-2018
Date of end of financial year31-03-2019
Reporting QuarterHalf Yearly
Date of Report30-09-2018
Risk management committeeNot Applicable



Annexure I

Annexure I to be submitted by listed entity on quarterly basis

I. Composition of Board of Directors

Disclosure of notes on composition of board of directors explanatory
Is there any change in information of board of directors compare to previous quarterYes
SrTitle (Mr / Ms)Name of the DirectorPANDINCategory 1 of directorsCategory 2 of directorsCategory 3 of directorsDate of appointment in the current term Date of cessationTenure of director (in months)No of Directorship in listed entities including this listed entity (Refer Regulation 25(1) of Listing Regulations)Number of memberships in Audit/ Stakeholder Committee(s) including this listed entity (Refer Regulation 26(1) of Listing Regulations)No of post of Chairperson in Audit/ Stakeholder Committee held in listed entities including this listed entity (Refer Regulation 26(1) of Listing Regulations)Notes for not providing PANNotes for not providing DIN
1MrHarish Chandra GuptaAARPG6840M00334405Executive DirectorChairpersonMD31-07-1975100
2MrAnurag GuptaABZPG1273F00334160Executive DirectorNot Applicable29-10-1999110
3MrArvind Veer GuptaACDPG9595K00334233Executive DirectorNot Applicable16-01-2001110
4MrB S RamaswamyAAGPB5857N00334631Non-Executive - Independent DirectorNot Applicable29-09-201448110



Annexure I

Annexure I to be submitted by listed entity on quarterly basis

I. Composition of Board of Directors

SrTitle (Mr / Ms)Name of the DirectorPANDINCategory 1 of directorsCategory 2 of directorsCategory 3 of directorsDate of appointment in the current term Date of cessationTenure of director (in months)No of Directorship in listed entities including this listed entity (Refer Regulation 25(1) of Listing Regulations)Number of memberships in Audit/ Stakeholder Committee(s) including this listed entity (Refer Regulation 26(1) of Listing Regulations)No of post of Chairperson in Audit/ Stakeholder Committee held in listed entities including this listed entity (Refer Regulation 26(1) of Listing Regulations)Notes for not providing PANNotes for not providing DIN
5MrsAsha GuptaACYPG1681M00334345Non-Executive - Non Independent DirectorNot Applicable29-09-2007110
6MrRamesh Chandra VaishABIPV3776H01068196Non-Executive - Independent DirectorNot Applicable29-09-201448203
7MrAnand BordiaAAMPA7974R00679165Non-Executive - Independent DirectorNot Applicable29-09-201448220
8MrsAnnapurna DixitACJPD6077H06844250Non-Executive - Independent DirectorNot Applicable29-09-201448200



Annexure I

Annexure I to be submitted by listed entity on quarterly basis

I. Composition of Board of Directors

SrTitle (Mr / Ms)Name of the DirectorPANDINCategory 1 of directorsCategory 2 of directorsCategory 3 of directorsDate of appointment in the current term Date of cessationTenure of director (in months)No of Directorship in listed entities including this listed entity (Refer Regulation 25(1) of Listing Regulations)Number of memberships in Audit/ Stakeholder Committee(s) including this listed entity (Refer Regulation 26(1) of Listing Regulations)No of post of Chairperson in Audit/ Stakeholder Committee held in listed entities including this listed entity (Refer Regulation 26(1) of Listing Regulations)Notes for not providing PANNotes for not providing DIN
9MrBasant SethAEOPS3312P02798529Non-Executive - Independent DirectorNot Applicable12-05-201716330



Annexure 1

II. Composition of Committees

Disclosure of notes on composition of committees explanatory
Is there any change in information of committees compare to previous quarterYes


Audit Committee Details

SrDIN NumberName of Committee membersCategory 1 of directorsCategory 2 of directorsRemarks
101068196Dr. Ramesh Chandra VaishNon-Executive - Independent DirectorChairperson
200334631Mr. B.S.RamaswamyNon-Executive - Independent DirectorMember
300679165Mr. Anand BordiaNon-Executive - Independent DirectorMember
400334345Mrs. Asha GuptaNon-Executive - Non Independent DirectorMember
502798529Mr. Basant SethNon-Executive - Independent DirectorMember


Nomination and remuneration committee

SrDIN NumberName of Committee membersCategory 1 of directorsCategory 2 of directorsRemarks
100334631Mr. B.S.RamaswamyNon-Executive - Independent DirectorChairperson
200334405Mr. Harish Chandra GuptaExecutive DirectorMember
300679165Mr. Anand BordiaNon-Executive - Independent DirectorMember
402798529Mr. Basant SethNon-Executive - Independent DirectorMember


Stakeholders Relationship Committee

SrDIN NumberName of Committee membersCategory 1 of directorsCategory 2 of directorsRemarks
101068196Dr. Ramesh Chandra VaishNon-Executive - Independent DirectorChairperson
200334160Mr. Anurag GuptaExecutive DirectorMember
300334233Mr. Arvind Veer GuptaExecutive DirectorMember


Risk Management Committee

SrDIN NumberName of Committee membersCategory 1 of directorsCategory 2 of directorsRemarks


Corporate Social Responsibility Committee

SrDIN NumberName of Committee membersCategory 1 of directorsCategory 2 of directorsRemarks
106844250Mrs. Annapurna DixitNon-Executive - Independent DirectorChairperson
200334160Mr. Anurag GuptaExecutive DirectorMember
300334233Mr. Arvind Veer GuptaExecutive DirectorMember


Other Committee

SrDIN NumberName of Committee membersName of other committeeCategory 1 of directorsCategory 2 of directorsRemarks
100334405Mr. Harish Chandra GuptaShare Transfer and Transmission CommitteeExecutive DirectorChairperson
200334160Mr. Anurag GuptaShare Transfer and Transmission CommitteeExecutive DirectorMember
300334233Mr. Arvind Veer GuptaShare Transfer and Transmission CommitteeExecutive DirectorMember

Annexure 1

Annexure 1

III. Meeting of Board of Directors

Disclosure of notes on meeting of board of directors explanatory
SrDate(s) of meeting (if any) in the previous quarterDate(s) of meeting (if any) in the current quarterMaximum gap between any two consecutive (in number of days)
130-05-2018
214-08-201875



Annexure 1

IV. Meeting of Committees

Disclosure of notes on meeting of committees explanatory
SrName of CommitteeDate(s) of meeting of the committee in the relevant quarterWhether requirement of Quorum met (Yes/No)Requirement of Quorum metDate(s) of meeting of the committee in the previous quarterMaximum gap between any two consecutive meetings (in number of days)Name of other committee
1Audit Committee14-08-2018Yes530-05-201875



Annexure 1

V. Related Party Transactions

SrSubjectCompliance status (Yes/No/NA)If status is “No” details of non-compliance may be given here.
1Whether prior approval of audit committee obtainedYes
2Whether shareholder approval obtained for material RPTNA
3Whether details of RPT entered into pursuant to omnibus approval have been reviewed by Audit CommitteeYes


Annexure 1

VI. Affirmations

SrSubjectCompliance status (Yes/No)
1The composition of Board of Directors is in terms of SEBI (Listing obligations and disclosure requirements) Regulations, 2015Yes
2The composition of the following committees is in terms of SEBI(Listing obligations and disclosure requirements) Regulations, 2015 a. Audit CommitteeYes
3The composition of the following committees is in terms of SEBI(Listing obligations and disclosure requirements) Regulations, 2015. b. Nomination & remuneration committeeYes
4The composition of the following committees is in terms of SEBI(Listing obligations and disclosure requirements) Regulations, 2015. c. Stakeholders relationship committeeYes
5The composition of the following committees is in terms of SEBI(Listing obligations and disclosure requirements) Regulations, 2015. d. Risk management committee (applicable to the top 100 listed entities)NA
6The committee members have been made aware of their powers, role and responsibilities as specified in SEBI (Listing obligations and disclosure requirements) Regulations, 2015.Yes
7The meetings of the board of directors and the above committees have been conducted in the manner as specified in SEBI (Listing obligations and disclosure requirements) Regulations, 2015.Yes
8This report and/or the report submitted in the previous quarter has been placed before Board of Directors.Yes
9Any comments/observations/advice of Board of Directors may be mentioned here:Textual Information(1)

Annexure 1

SrSubjectCompliance status
1Name of signatoryASHWANI K VERMA
2DesignationCompany Secretary



Text Block

Textual Information(1)
The report for the previous quarter has been ended 30th June, 2018 has been placed before the Board at its meeting held on 14.08.2018. This report will be placed before the Board at its next meeting.



Annexure III

Annexure III to be submitted by listed entity at the end of 6 months after end of financial year along-with second quarter report of next financial year

I. Affirmations

SrBroad headingRegulation NumberCompliance status (Yes/No/NA)If status is “No” details of non-compliance may be given here.
1Copy of the annual report including balance sheet, profit and loss account, directors report, corporate governance report, business responsibility report displayed on website46(2)Yes
2Presence of Chairperson of Audit Committee at the Annual General Meeting18(1)(d)Yes
3Presence of Chairperson of the nomination and remuneration committee at the annual general meeting19(3)NoMr. B.S. Ramaswamy, Chairman of the Nomination and Remuneration Committee could not attend the meeting due to his pre-occupation. However, Mr. Harish Chandra Gupta and Mr. Basant Seth, members of the Nomination and Remuneration Committee were present at the Annual General meeting to address the queries of the shareholders.
4Whether “Corporate Governance Report” disclosed in Annual Report34(3) read with para C of Schedule VYes

Annexure III

1Name of signatoryASHWANI K VERMA
2DesignationCompany Secretary

Signatory Details

Name of signatoryASHWANI K VERMA
Designation of personCompany Secretary
PlaceNOIDA
Date15-10-2018